Agenda item

Care Quality Commission (CQC) Inspections

The Committee will receive a presentation to share the arrangements being made to prepare for forthcoming CQC inspection.

Minutes:

Pete Sidgwick and Ian Redfern gave a presentation to outline the work being undertaken to prepare for the recommencement of CQC inspections.

 

The presentation included slides on:

 

  • Who are the CQC?
  • Why are CQC assessing local authorities?
  • The assessment framework for local authorities
  • The key aspects of CQC local authority assurance
  • The key components of the approach
  • Theme 1: How local authorities work with people
  • Theme 2: How local authorities provide support
  • Theme 3: Ensuring safety within the system
  • Theme 4: Leadership
  • The CQC six evidence categories
  • How we have approached CQC assurance
  • What we have done to prepare
  • Our CQC assurance opportunities
  • Our CQC assurance challenges
  • What improvement work we are doing
  • Next steps

 

Pete Sidgwick provided a summary of the CQC approach over the next two years to undertake baselining activity of performance across the country. This would include a significant new area for client level data for every person supported, by every local authority in the country. It would be challenging as each organisation had different ways of recording the data.  It was viewed as a sensible way forward and would give assurance to the public. He talked about the CQC approach for one-word judgements ranging from ‘Outstanding’ to ‘Inadequate’. Pete provided assurance, exploring the areas where Warwickshire needed to focus around waiting lists and reviews. He explained the requirement for an annual review or assessment for clients in receipt of long-term support as a particular focus. From meeting with the CQC it was expected their focus would be on safety. There would be a need to demonstrate that services were safe and that clients’ care and support needs were being met. Ian Redfern added there was a CQC expectation that there would be areas for improvement in each local authority. It was expected that local authorities should be aware of the improvement areas and have realistic plans in place to achieve them. Pete added that this would be a different oversight regime to that of the Ofsted approach.

 

Questions and comments were invited with responses provided as indicated:

  • A member welcomed this approach, whilst posing questions around the integration of health and social care IT systems to provide the single assessment. She asked about the arrangements for dementia services, using an example to show the challenges faced. She looked forward to the new framework. Pete Sidgwick spoke of the narrative for the documents which needed to be concise and could not detail every service. It did explain how people in different cohorts/groups were supported, including those with dementia and their carers, also the services provided direct and those commissioned from other providers. This process could be uplifting and should be enabling rather than punitive. It was considered that there was a positive account to give of Warwickshire’s services, whilst wanting to learn and improve.
  • A councillor considered inspection to be essential, particularly for public sector services in identifying strengths, reinforcing good behaviour, reassuring staff and to give examples of good practice that could be replicated, whilst also addressing identified weaknesses.  For councillors it would be helpful to have similar inspection frameworks and reports across all the agencies. He agreed that a service could not be assessed by a single-word assessment. That said, it helped to prioritise endeavour and budgets to secure improvement where it was needed. The Councillor noted the value of securing client feedback via Healthwatch, adding that surveying councillors may similarly be useful. He gave an example to demonstrate this involving an unannounced visit to a care home following concerns being raised by an elected member to staff.
  • Pete Sidgwick reminded members of the Council’s statutory responsibilities not only for services that it commissioned, but also around market shaping and management. The example given could be good evidence of intervention and the outcomes achieved. This process would bring a transparency that would not be there without a regulator or assurance framework. It would include reports to scrutiny giving a level of openness which hadn’t been seen before. It was a positive process which would inform decision making and budget setting based on performance. 
  • An area discussed was the potential outcomes from inspections and the measures that could be imposed, including reinspection, or ministerial intervention. The CQC may have a view already of the areas likely to need intervention and the associated support. This would be part of the baselining processes. Authorities rated ‘Good’ or ‘Requires Improvement’ would likely have a list of areas of focus which would then be reinspected at a future date. It was emphasised that this was a new process and there were likely to be changes over the next two years.
  • A lot of clients were supported by the NHS and social care. A key concern was effective communication between the organisations, otherwise this may impact negatively on the assessment of services. Pete Sidgwick confirmed that under Part 1 of the Care Act, there was a clear understanding of the duties for social care. For joint areas such as continuing healthcare, the local authority would be clear where its statutory duties ended. It would need to demonstrate that, including in the customer focused conversations and where the NHS funding started. Mr Sidgwick added that the CQC would undertake assurance work of integrated care systems. The conversations with customers would explain where statutory duties lay. However, from the patients ‘lived experience’ the arrangements would seem complicated, for example around funding and financial contributions for social care support. This process would uncover the historic differences which the Government may need consider.
  • Ian Redfern added that the CQC would look to triangulate the information it received which would include conversations with officers around any challenges identified in the local system. Conversations were happening with partners as part of the preparations to identify any such areas and to date the feedback received had been positive.
  • Chris Bain explained that all ‘enter and view’ visits from HWW were unannounced. He broadly welcomed this regime as it may be slightly better, leading to a common language and common understanding. However, experience of CQC inspection findings and patient experience were not always the same. The CQC gave advance notice of inspections, which put staff under further pressure to prepare for the inspection. Healthwatch would examine the impact on welfare for residents, which should be the ultimate measure of success. If not, he questioned why the regime was being introduced. Pete Sidgwick responded that this was an assurance regime. Face to face contact was part of the regime, but not all of it. Staff would build an evidence log of how they worked, areas that needed to be improved and how to improve services. This would be a continuous journey not just when inspections took place periodically and it would inevitably cause some additional pressures. The quarterly submission of client level data would be interesting, showing trends and potentially the need for interim discussions.
  • Chris Bain added that some NHS organisations had a tendency to focus on satisfying CQC requirements rather than patient need. Pete Sidgwick assured that the Council would not take such an approach of seeking to improve individual metrics. It wanted this process to be meaningful. It was a great opportunity to do the right things, celebrate the good and to improve where this was required. It was not and could not be just about satisfying the CQC, given the way this regime would work.
  • The Chair considered this to be positive. Anything requiring improvement would be a learning exercise too. She commented on the amount of data that would be required but considered that Warwickshire did quite well, and staff should take pride in what they did.

 

Resolved

That the Committee notes the presentation.